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Delaware Courts Secure Limited Scope of “Securities Claims” in D&O Policies
23 Apr 2021, 1:06 pm by Chael Clark
The federal district court in Delaware recently ruled in Calamos Asset Management Inc. v. [read post]
Property Casualty Focus - http://propertycasualtyfocus.com/
UBS Securities, Bank of America, and Merrill Lynch Among Firms Subpoenaed In Massachusetts Auction-Rate Market Sales Probe
1 Apr 2008, 9:14 am
In February, Galvin subpoenaed Calamos Financial Services, Blackrock Financial Management, Pioneer Investment Management, Nuveen Asset Management, MFS Investment Management, John Hancock Advisers, Allianz Global Investors, Evergreen Investment Management, and Eaton Vance for information about the asset management companies' dealings with closed-end funds following the auction failures in the auction-rate securities… [read post]
Stock Broker Fraud Blog - http://www.stockbrokerfraudblog.com/
Circuit Split Over the Scope of SLUSA
2 Feb 2012, 6:52 am by Nicholas J. Wagoner
Morgan Asset Management, Inc., 658 F.3d 549, 554–55 (6th Cir. 2011); see also Segal v. [read post]
Circuit Splits - http://www.circuitsplits.com/
Guest Post: The Year in Review: 2021 Key D&O Insurance Coverage Decisions
24 Jan 2022, 11:03 am by Kevin LaCroix
[vi]  Specifically, the court addressed coverage for a shareholder action against Calamos Asset Management, Inc. [read post]
The D & O Diary - http://www.dandodiary.com/